Fee Schedule Philosophy

As a proponent of transparent pricing, we disclose all plan expenses and pass-through 100% of all revenue sharing generated by plan assets. 

Mutual fund distributors will generally pay fees (which can be asset or participant-based) to service providers that are not a reportable item in the prospectus.  These fees are used by fund companies as a means of subsidizing servicing expenses as well as gaining access to retirement assets.  Pass-through of 100% of revenue sharing generated by plan assets back to the plan exists when all revenue sharing monies are proactively re-captured and deposited back into an account in the name of the plan.  Another alternative is to off-set the plan's administrative costs by 100% of the revenue sharing dollars.  In these scenarios, the plan sponsor/fiduciary takes control of the plan's costs and the process by which these costs are paid, rather than having the process controlled by either the bundled or unbundled providers. 

These savings, as well as expanded investing and reporting services generally available only to larger plans, are made available to our clients through our alliance with various Trust Companies for the purpose of providing custody, trading, settlement and confirmation services.  We do not offer these services as a product for sale to our clients, but rather a product for our clients to utilize in tandem with their broker.

All plan fees are quoted individually based on your company's plan and the features provided. 

If you would like to request a custom quote for consulting and/or administration services, please access and complete our Quote Request Form by clicking here.  Be sure to include your complete email address and the type of plan for which you would like a quote.